Home > Insider Trading > Filing (0001246360-17-003301)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1024478	Rockwell Automation Inc	ROK	Measuring & Controlling Devices, Nec (3829)	251797617

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1696060	P. Patrick Goris	1201 South Second Street Milwaukee WI 53204	Sr. Vp And Cfo	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-12-08	1,020	$0.00	6,951	No	4	A	Direct
Common Stock	Disposition	2017-12-08	145	$192.36	6,806	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2017-12-08	16,500	$0.00	16,500	$192.86

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
16,500	2018-12-08	2027-12-08	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,462	Indirect	By Savings Plan

Footnotes

Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/30/2017.
The option vests in three substantially equal annual installments beginning on the date exercisable.
Restricted stock award under the Company's 2012 Long-Term Incentives Plan.
Includes 2,420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $192.10 to $192.95. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/18/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.