Filing Details

Accession Number:
0001209191-17-065040
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-11 17:18:07
Reporting Period:
2017-12-08
Accepted Time:
2017-12-11 17:18:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046102 Ritchie Bros Auctioneers Inc RBA Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661696 William Karl Werner C/o Ritchie Bros. Auctioneers Inc.
9500 Glenlyon Parkway
Burnaby A1 V5J 0C6
Ch. Op. & Supp. Dev. Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-12-08 5,400 $24.39 5,400 No 4 M Direct
Common Shares Disposition 2017-12-08 5,400 $28.68 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (Right to Buy) Disposition 2017-12-08 5,400 $0.00 5,400 $24.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-02-28 2018-02-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 2,885 Indirect Employee Stock Purchase Plan
Common Shares 27,896 Indirect Long-Term Investment Plan
Footnotes
  1. Includes all Employee Stock Purchase Plan purchases through December 8, 2017