Filing Details

Accession Number:
0000048287-17-000200
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-11 12:33:04
Reporting Period:
2017-12-07
Accepted Time:
2017-12-11 12:33:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
48287 Hni Corp HNI Office Furniture (No Wood) (2522) 420617510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195347 A Stanley Askren 600 East Second Street
Muscatine IA 52761
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-07 4,762 $10.36 218,163 No 4 M Direct
Common Stock Disposition 2017-12-07 3,058 $33.65 215,105 No 4 S Direct
Common Stock Acquisiton 2017-12-08 4,762 $10.36 219,867 No 4 M Direct
Common Stock Disposition 2017-12-08 3,054 $33.24 216,813 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualifying employee stock option (right to buy) Disposition 2017-12-07 4,762 $0.00 4,762 $10.36
Common Stock Non-qualifying employee stock option (right to buy) Disposition 2017-12-08 4,762 $0.00 4,762 $10.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,042 2013-02-23 2019-02-23 No 4 M Direct
14,280 2013-02-23 2019-02-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,064 Indirect Profit Sharing Retirement Plan
Common Stock 657 Indirect By Son
Common Stock 657 Indirect By Son
Footnotes
  1. The sale was effected pursuant to a Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
  2. Reflects the sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
  3. The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.14 - $33.33, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  4. Reporting person disclaims beneficial ownership of these shares.