Filing Details

Accession Number:
0000899243-17-028300
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-08 19:59:31
Reporting Period:
2017-12-08
Accepted Time:
2017-12-08 19:59:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA Services-Medical Laboratories (8071) 943316839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421336 P James Yee C/O Caredx, Inc.
3260 Bayshore Boulevard
Brisbane CA 94005
Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-08 29,197 $3.36 74,795 No 4 M Direct
Common Stock Disposition 2017-12-08 29,197 $7.00 45,598 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-12-08 29,197 $0.00 29,197 $3.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-01-01 No 4 M Direct
Footnotes
  1. The shares subject to the option vested monthly over a four year period commencing January 1, 2008 and became fully vested on January 1, 2012.