Filing Details

Accession Number:
0000921895-17-002829
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-08 18:30:50
Reporting Period:
2017-12-07
Accepted Time:
2017-12-08 18:30:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1019671 Seachange International Inc SEAC Radio & Tv Broadcasting & Communications Equipment (3663) 043197974
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1443284 Eric Singer 825 Third Avenue
33Rd Floor
New York NY 10022
No No No Yes
1606750 Viex Opportunities Fund, Lp Series One C/O Vertex Capital Advisors, Llc
826 Third Avenue, 33Rd Floor
New York NY 10022
No No No Yes
1619125 Viex Capital Advisors, Llc 825 Third Avenue
33Rd Floor
New York NY 10022
No No No Yes
1619127 Viex Special Opportunities Fund Ii, Lp 825 Third Avenue
33Rd Floor
New York NY 10022
No No No Yes
1654852 Viex Gp, Llc 825 Third Ave.
33Rd Floor
New York NY 10022
No No No Yes
1658891 Viex Special Opportunities Gp Ii, Llc 825 Third Avenue, 33Rd Floor
New York NY 10022
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2017-12-07 118,619 $3.50 1,831,162 No 4 S Indirect By: VIEX Opportunities Fund, LP - Series One
Common Stock, $0.01 Par Value Disposition 2017-12-07 207,724 $3.50 1,623,438 No 4 S Indirect By: VIEX Opportunities Fund, LP - Series One
Common Stock, $0.01 Par Value Disposition 2017-12-07 117,183 $3.50 1,808,992 No 4 S Indirect By: VIEX Special Opportunities Fund II, LP
Common Stock, $0.01 Par Value Disposition 2017-12-07 205,209 $3.50 1,603,783 No 4 S Indirect By: VIEX Special Opportunities Fund II, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By: VIEX Opportunities Fund, LP - Series One
No 4 S Indirect By: VIEX Opportunities Fund, LP - Series One
No 4 S Indirect By: VIEX Special Opportunities Fund II, LP
No 4 S Indirect By: VIEX Special Opportunities Fund II, LP
Footnotes
  1. This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons").
  2. The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  3. Shares of Common Stock beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One.
  4. Shares of Common Stock beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II.