Filing Details
- Accession Number:
- 0001209191-17-064742
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-08 16:48:05
- Reporting Period:
- 2017-12-06
- Accepted Time:
- 2017-12-08 16:48:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1052595 | Red Lion Hotels Corp | RLH | Hotels & Motels (7011) | 911032187 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1274473 | L Thomas Mckeirnan | 201 W. North River Dr. Ste 100 Spokane WA 99201 | E.v.p. & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-06 | 15,000 | $8.74 | 261,068 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-06 | 15,000 | $9.26 | 246,068 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-07 | 7,000 | $8.74 | 253,068 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-07 | 7,000 | $9.16 | 246,068 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option - Right to Buy | Disposition | 2017-12-06 | 15,000 | $0.00 | 15,000 | $8.74 |
| Common Stock | Employee Stock Option - Right to Buy | Disposition | 2017-12-07 | 7,000 | $0.00 | 7,000 | $8.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-05-22 | No | 4 | M | Direct | |
| 0 | 2018-05-22 | No | 4 | M | Direct |
Footnotes
- These transactions represent cashless exercises of 22,000 options issued to Mr. McKeirnan in 2008 with a strike price of $8.74 which were set to expire May 22, 2018.
- Amount includes total number of restricted stock units held.
- This option vested in four installments: 25% vested on May 22, 2009, 25% vested on May 22, 2010, 25% vested on May 22, 2011, and 25% vested on May 22, 2012.
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