Filing Details
- Accession Number:
- 0001140361-17-045480
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-08 16:35:45
- Reporting Period:
- 2017-12-08
- Accepted Time:
- 2017-12-08 16:35:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1488813 | Customers Bancorp Inc. | CUBI | State Commercial Banks (6022) | 272290659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678026 | Rick Burkey | 1015 Penn Avenue, Suite 103 Wyomissing PA 19610 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-08 | 5,000 | $21.38 | 40,919 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2017-12-08 | 1,413 | $21.38 | 42,332 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2017-12-08 | 1,129 | $26.74 | 41,203 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Disposition | 2017-12-08 | 5,000 | $0.00 | 5,000 | $21.38 |
| Common Stock | Warrants | Disposition | 2017-12-08 | 1,413 | $0.00 | 1,413 | $21.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,413 | 2012-06-30 | 2017-12-31 | No | 4 | X | Direct |
| 0 | 2012-06-30 | 2017-12-31 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,811 | Indirect | By Spouse |
| Common Stock | 977 | Indirect | By BB Investment Group |
Footnotes
- Represents a "net exercise" of outstanding warrants. The reporting person received 284 shares of common stock on net exercise of warrants to purchase 1,413 shares of common stock at $21.38 per share. 1,129 shares of common stock underlying the warrants were withheld in satisfaction of the exercise price, using the closing price at December 7, 2017 of $26.74.
Billionaire Hedge Funds
