Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

Filing Details

Accession Number:
0001437749-17-020358
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-07 17:58:46
Reporting Period:
2017-12-05
Accepted Time:
2017-12-07 17:58:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1559909 Harvest Capital Credit Corp HCAP () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
831726 Jmp Securities Llc 600 Montgomery Street, Suite 1100
San Francisco CA 94111
No No Yes No
1302350 Jmp Group Llc 600 Montgomery Street, Suite 1100
San Francisco CA 94111
No No Yes No
1383803 Jmp Group Inc. 600 Montgomery Street, Suite 1100
San Francisco CA 94111
No No Yes No
1631416 Jmp Holding Llc 600 Montgomery Street, Suite 1100
San Francisco CA 94111
No No Yes No
1631823 Jmp Investment Holdings Llc 600 Montgomery Street, Suite 1100
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-05 300 $11.00 823,132 No 4 P Indirect See Footnote
Common Stock Acquisiton 2017-12-06 100 $11.00 823,232 No 4 P Indirect See Footnote
Common Stock Acquisiton 2017-12-07 2,100 $11.00 825,332 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. The range of prices for the common shares is from 10.98 to 11.00. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  2. 819,674 of these securities are owned by JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities. 5,658 of these securities are owned by JMP Securities LLC pursuant to the Issuer's Dividend Reinvestment Plan. JMP Securities LLC is a wholly owned subsidiary of JMP Holding LLC, which is a wholly owned subsidiary of JMP Group Inc., which is a wholly owned subsidiary of JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities.