Filing Details
- Accession Number:
- 0001368365-17-000065
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-12-06 21:00:39
- Reporting Period:
- 2017-12-04
- Accepted Time:
- 2017-12-06 21:00:39
- Original Submission Date:
- 2017-12-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368365 | Remark Holdings Inc. | MARK | Communications Services, Nec (4899) | 331135689 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590981 | Douglas Osrow | C/O Remark Holdings, Inc. 3960 Howard Hughes Parkway, Suite 900 Las Vegas NV 89169 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-04 | 2,600 | $5.00 | 46,600 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-04 | 2,600 | $8.80 | 44,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-04 | 4,000 | $8.90 | 40,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-12-04 | 10,000 | $8.88 | 30,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-05 | 10,000 | $5.00 | 40,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-12-05 | 50,542 | $4.29 | 90,542 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-05 | 90,542 | $8.02 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2017-12-04 | 2,600 | $0.00 | 2,600 | $5.00 |
| Common Stock | Stock option (right to buy) | Disposition | 2017-12-05 | 10,000 | $0.00 | 10,000 | $5.00 |
| Common Stock | Stock option (right to buy) | Disposition | 2017-12-05 | 50,542 | $0.00 | 50,542 | $4.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,400 | 2023-10-30 | No | 4 | M | Direct | |
| 37,400 | 2023-10-30 | No | 4 | M | Direct | |
| 299,458 | 2025-07-28 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions in the following price ranges: $8.85 to $8.90 on December 4, 2017, and $7.90 to $8.20 on December 5, 2017. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price.
- These options were granted under the 2010 Equity Incentive Plan, as amended. One quarter of these options vested on each of January 30, 2014, April 30, 2014, July 30, 2014 and October 30, 2014.
- These options were granted under the 2014 Incentive Plan, as amended. One half of these options vested on July 28, 2015, and one quarter of these options vested on each of September 30, 2015 and December 31, 2015.
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