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Filing Details

Accession Number:
0001368365-17-000065
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-12-06 21:00:39
Reporting Period:
2017-12-04
Accepted Time:
2017-12-06 21:00:39
Original Submission Date:
2017-12-05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368365 Remark Holdings Inc. MARK Communications Services, Nec (4899) 331135689
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1590981 Douglas Osrow C/o Remark Holdings, Inc.
3960 Howard Hughes Parkway, Suite 900
Las Vegas NV 89169
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-04 2,600 $5.00 46,600 No 4 M Direct
Common Stock Disposition 2017-12-04 2,600 $8.80 44,000 No 4 S Direct
Common Stock Disposition 2017-12-04 4,000 $8.90 40,000 No 4 S Direct
Common Stock Disposition 2017-12-04 10,000 $8.88 30,000 No 4 S Direct
Common Stock Acquisiton 2017-12-05 10,000 $5.00 40,000 No 4 M Direct
Common Stock Acquisiton 2017-12-05 50,542 $4.29 90,542 No 4 M Direct
Common Stock Disposition 2017-12-05 90,542 $8.02 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to buy) Disposition 2017-12-04 2,600 $0.00 2,600 $5.00
Common Stock Stock option (right to buy) Disposition 2017-12-05 10,000 $0.00 10,000 $5.00
Common Stock Stock option (right to buy) Disposition 2017-12-05 50,542 $0.00 50,542 $4.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,400 2023-10-30 No 4 M Direct
37,400 2023-10-30 No 4 M Direct
299,458 2025-07-28 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions in the following price ranges: $8.85 to $8.90 on December 4, 2017, and $7.90 to $8.20 on December 5, 2017. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price.
  2. These options were granted under the 2010 Equity Incentive Plan, as amended. One quarter of these options vested on each of January 30, 2014, April 30, 2014, July 30, 2014 and October 30, 2014.
  3. These options were granted under the 2014 Incentive Plan, as amended. One half of these options vested on July 28, 2015, and one quarter of these options vested on each of September 30, 2015 and December 31, 2015.