Filing Details

Accession Number:
0000927628-17-000307
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-06 20:25:48
Reporting Period:
2017-12-04
Accepted Time:
2017-12-06 20:25:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF National Commercial Banks (6021) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238033 Jr G John Finneran 1680 Capital One Drive
Mclean VA 22102
Gen. Counsel & Corp. Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-12-04 6,490 $95.00 15,764 No 4 S Indirect Finneran/Cotter Children's Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Finneran/Cotter Children's Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 52,128 Indirect By GRAT
Common Stock 87,656 Direct
Footnotes
  1. This transaction was executed pursuant to a trading plan entered into by the reporting person on February 3, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Shares held in a GRAT established May 11, 2016.