Filing Details

Accession Number:
0000091142-17-000079
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-06 17:49:51
Reporting Period:
2017-12-05
Accepted Time:
2017-12-06 17:49:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566416 J. Kevin Wheeler A. O. Smith Corporation
500 Tennessee Waltz Parkway
Ashland City TN 37015
President And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-05 14,000 $11.49 30,748 No 4 M Direct
Common Stock Acquisiton 2017-12-05 16,000 $17.46 46,748 No 4 M Direct
Common Stock Disposition 2017-12-05 16,707 $62.01 30,041 No 4 F Direct
Common Stock Disposition 2017-12-06 13,293 $61.49 16,748 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee Stock Options (Right to Buy) Disposition 2017-12-05 14,000 $0.00 14,000 $11.49
Common Employee Stock Options (Right to Buy) Disposition 2017-12-05 16,000 $0.00 16,000 $17.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
91,995 2022-02-13 No 4 M Direct
75,995 2023-02-11 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options bec1me exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.
  2. The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options bec1me exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.