Filing Details

Accession Number:
0001615774-17-007163
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-06 16:15:21
Reporting Period:
2017-12-04
Accepted Time:
2017-12-06 16:15:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499912 Global Brokerage Inc. GLBR Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 273268672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504921 David Sakhai C/o Global Brokerage, Inc.
55 Water St.
New York NY 10041
Chief Operating Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-12-04 81,398 $0.43 49,567 No 4 S Indirect By Trusts
Class A Common Stock Disposition 2017-12-05 31,410 $0.31 18,157 No 4 S Indirect By Trusts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trusts
No 4 S Indirect By Trusts
Footnotes
  1. A portion of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.
  2. All of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.