Filing Details

Accession Number:
0000899243-17-028004
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-05 21:21:05
Reporting Period:
2017-12-04
Accepted Time:
2017-12-05 21:21:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH () CA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008036 Ajay Shah C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1491157 Paul Mercadante C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1696894 Silver Lake Sumeru (Offshore) Aiv Gp, Ltd. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
No No Yes No
1706523 Silver Lake Technology Associates Sumeru Cayman, L.p. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
No No Yes No
1706809 Silver Lake Sumeru Fund Cayman, L.p. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
No No Yes No
1706811 Slta Sumeru (Gp) Cayman, L.p. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
No No Yes No
1706812 Silver Lake Technology Investors Sumeru Cayman, L.p. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2017-12-04 1,989,280 $32.10 7,464,280 No 4 S Indirect Held through Silver Lake Partners III Cayman (AIV III), L.P.
Ordinary Shares Disposition 2017-12-04 10,720 $32.10 40,224 No 4 S Indirect Held through Silver Lake Technology Investors III Cayman, L.P.
Ordinary Shares Disposition 2017-12-04 987,970 $32.10 3,707,112 No 4 S Indirect Held through Silver Lake Sumeru Fund Cayman, L.P.
Ordinary Shares Disposition 2017-12-04 12,030 $32.10 45,139 No 4 S Indirect Held through Silver Lake Technology Investors Sumeru Cayman, L.P.
Ordinary Shares Disposition 2017-12-04 50,356 $32.10 188,950 No 4 S Indirect See footnotes
Ordinary Shares Disposition 2017-12-04 1,115 $32.10 4,182 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held through Silver Lake Partners III Cayman (AIV III), L.P.
No 4 S Indirect Held through Silver Lake Technology Investors III Cayman, L.P.
No 4 S Indirect Held through Silver Lake Sumeru Fund Cayman, L.P.
No 4 S Indirect Held through Silver Lake Technology Investors Sumeru Cayman, L.P.
No 4 S Indirect See footnotes
No 4 S Direct
Footnotes
  1. This amount represents a public offering price of $33.50 per share of Ordinary Shares, par value $0.03 per share, of SMART Global Holdings, Inc. (the "Issuer") less an underwriting discount of $1.40 per share for shares sold in an underwritten public offering.
  2. These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman").
  3. These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman").
  4. Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman.
  5. These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman").
  6. These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman").
  7. Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd.").
  8. Messrs. Kenneth Hao, James Davidson, Ajay Shah and Paul Mercadante each serves as a director of the Issuer, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein.
  9. These securities are held through trusts for the benefit of Mr. Shah and his family.
  10. These securities are held by Mr. Shah directly.
  11. This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.