Filing Details

Accession Number:
0001553350-17-001331
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-05 20:19:38
Reporting Period:
2017-11-24
Accepted Time:
2017-12-05 20:19:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1396536 Duos Technologies Group Inc. DUOT Services-Prepackaged Software (7372) 650493217
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651718 B Gianni Arcaini 6622 Southpoint Drive S.
Suite 310
Jacksonville FL 32216
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Duot - Common Stock Acquisiton 2017-11-24 700,543 $1.00 834,794 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase DUOT - Common Stock Acquisiton 2017-11-24 700,543 $0.00 700,543 $1.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
700,543 2017-11-21 2022-11-21 No 4 A Direct
Footnotes
  1. In connection with a private offering conducted by Duos Technologies Group, Inc. (the "Company") that closed on November 24, 2017, Gianni B. Arcaini converted $700,543 of accrued salary into shares of the Company's common stock at a price of $1.00 per share and was issued 700,543 warrants (the "Warrant") to purchase shares of common stock of the Company at an exercise price of $1.00 per share expiring five years from the Initial Exercise Date (as defined in the Warrant).
  2. 134,251 share held through a controlled entity.