Filing Details

Accession Number:
0001225208-17-018262
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-05 17:13:19
Reporting Period:
2017-12-01
Accepted Time:
2017-12-05 17:13:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1666700 Dowdupont Inc. DWDP () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1269971 N Andrew Liveris C/O The Dow Chemical Company
2030 Dow Center
Midland MI 48674
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-01 150,000 $38.62 799,936 No 4 M Direct
Common Stock Disposition 2017-12-01 150,000 $72.06 649,936 No 4 S Direct
Common Stock Acquisiton 2017-12-04 31,812 $38.62 681,748 No 4 M Direct
Common Stock Disposition 2017-12-04 31,812 $72.89 649,936 No 4 S Direct
Common Stock Acquisiton 2017-12-05 5,590 $38.62 655,526 No 4 M Direct
Common Stock Disposition 2017-12-05 5,590 $72.89 649,936 No 4 S Direct
Common Stock Disposition 2017-12-05 138,500 $0.00 682,825 No 4 G Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 G Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2017-12-01 150,000 $38.62 150,000 $38.62
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2017-12-04 31,812 $38.62 31,812 $38.62
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2017-12-05 5,590 $38.62 5,590 $38.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
319,370 2018-02-15 No 4 M Direct
287,558 2018-02-15 No 4 M Direct
281,968 2018-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,719 Indirect By 401(k) Plan
Common Stock 3,668 Indirect By 401(k) Plan ESOP
Footnotes
  1. The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The price represents the weighted average sale price. All sales occurred at a range of $72.00 to $72.35.
  3. The price represents the weighted average sale price. All sales occurred at a range of $72.85 to $72.94.
  4. The price represents the weighted average sale price. All sales occurred at a range of $72.85 to $72.90.
  5. These shares were gifted to a charitable foundation that is controlled by the reporting person and his spouse.
  6. Granted under The Dow Chemical Company Amended and Restated 1988 Award and Option Plan. The Plan provides for tax withholding rights.
  7. The options vested in three annual installments beginning on February 15, 2009.