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Filing Details

Accession Number:: 0001654954-17-011320
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-12-04 20:23:27
Reporting Period:: 2017-11-29

Accepted Time:: 2017-12-04 20:23:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1719406	Big Rock Partners Acquisition Corp.	BRPAU	Blank Checks (6770)	822844431

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1723217	Big Rock Partners Sponsor, Llc	2645 N. Federal Highway Suite 230 Delray Beach FL 33483		No	No	No	No
1724016	Richard Ackerman	C/O Big Rock Partners Acquisition Corp. 2645 N. Federal Highway, Suite 230 Delray Beach FL 33483	President And Ceo	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-11-29	22,500	$10.00	272,500	No	4	P	Indirect	Big Rock Partners Sponsor, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Big Rock Partners Sponsor, LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Right to receive common stock	Acquisiton	2017-11-29	22,500	$0.00	2,250	$0.00
Common Stock	Warrant	Acquisiton	2017-11-29	11,250	$0.00	11,250	$11.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
27,250			No	4	P	Indirect
136,250			No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,725,000	Indirect	Big Rock Partners Sponsor, LLC

Footnotes

Represents securities underlying units of the issuer. Each unit consists of one share of common stock, one right to receive one-tenth of one share of common stock upon the consummation of the issuer's initial business combination and one-half of one warrant, each whole warrant entitling the holder to purchase one share of common stock.
Represents securities purchased upon the exercise of the underwriters' over-allotment option in connection with the issuer's initial public offering.
Mr. Ackerman is the issuer's President, Chairman and Chief Executive Officer and the managing member of Big Rock Partners Sponsor, LLC (the "Sponsor") and has the sole voting and dispositive power of the securities held by the Sponsor. Accordingly. Mr. Ackerman may be deemed to have beneficial ownership of such shares.
Each right entitles the holder to receive one-tenth (1/10) of one share of common stock upon consummation of the issuer's initial business combination.
If the issuer fails to consummate an initial business combination within 12 months (or up to 18 months from the closing of the issuer's initial public offering, if the issuer extends the period of time to consummate a business combination as described in its amended and restated certificate of incorporation), the issuer will be dissolved and the rights will expire worthless.
Each whole warrant will become exercisable on the later of the completion of the issuer's initial business combination and 12 months from the closing of the issuer's initial public offering.
Each warrant will expire on the fifth anniversary of the completion of the issuer's initial business combination, or earlier upon redemption or liquidation.