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Filing Details

Accession Number:
0001246360-17-003187
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-04 19:56:11
Reporting Period:
2017-12-02
Accepted Time:
2017-12-04 19:56:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1417866 W. Steven Etzel 1201 South Second Street
Milwaukee WI 53204
Vp And Treasurer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-02 1,272 $0.00 7,737 No 4 M Direct
Common Stock Disposition 2017-12-04 514 $190.75 7,223 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Shares Disposition 2017-12-02 1,272 $0.00 1,272 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-12-02 2017-12-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 633 Indirect By Savings Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock Share Equivalents $0.00 109 109 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
109 109 Indirect
Footnotes
  1. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/30/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  2. Each unit is the economic equivalent of one share of Company common stock.
  3. The share equivalents are payable in cash upon retirement or after termination of employment.
  4. Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/30/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
  5. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
  6. Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/22/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017.
  7. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $190.69 to $190.765. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  8. Includes 470 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.