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Filing Details

Accession Number:
0001246360-17-003180
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-04 18:14:11
Reporting Period:
2015-01-27
Accepted Time:
2017-12-04 18:14:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1301427 D Lawrence Kingsley 1201 South Second Street
Milwaukee WI 53204
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-01-27 870 $106.87 5,421 No 4 P Direct
Common Stock Acquisiton 2015-09-22 600 $103.20 6,021 No 4 P Direct
Common Stock Acquisiton 2015-09-28 365 $99.77 6,386 No 4 P Direct
Common Stock Acquisiton 2015-11-12 375 $104.00 6,761 No 4 P Direct
Common Stock Acquisiton 2016-02-05 125 $98.79 6,886 No 4 P Direct
Common Stock Acquisiton 2016-02-08 140 $96.29 7,026 No 4 P Direct
Common Stock Disposition 2016-02-10 18 $96.84 7,008 No 4 S Direct
Common Stock Acquisiton 2016-02-12 23 $95.26 7,031 No 4 P Direct
Common Stock Disposition 2016-02-16 21 $97.71 7,010 No 4 S Direct
Common Stock Acquisiton 2016-04-27 5 $114.18 7,015 No 4 P Direct
Common Stock Acquisiton 2016-06-14 40 $115.97 7,055 No 4 P Direct
Common Stock Acquisiton 2016-06-14 90 $116.00 7,145 No 4 P Direct
Common Stock Acquisiton 2016-09-09 110 $113.18 7,255 No 4 P Direct
Common Stock Acquisiton 2016-09-09 162 $113.20 7,417 No 4 P Direct
Common Stock Disposition 2017-01-09 397 $139.48 7,020 No 4 S Direct
Common Stock Disposition 2017-01-09 171 $139.32 6,849 No 4 S Direct
Common Stock Disposition 2017-03-17 23 $155.68 6,826 No 4 S Direct
Common Stock Disposition 2017-07-17 223 $166.21 6,603 No 4 S Direct
Common Stock Disposition 2017-07-17 52 $166.36 6,551 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The transactions reported in this Form 4 were executed by the reporting person's investment advisor in managed accounts as part of the investment advisor's implementation of large-cap investment strategies involving the securities of multiple issuers. The reporting person has voluntarily paid $7,213.77 to the issuer, representing the full amount of any short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934, as amended.