Filing Details

Accession Number:
0001193805-17-003555
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-04 18:05:16
Reporting Period:
2017-11-30
Accepted Time:
2017-12-04 18:05:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1294250 Rand Logistics Inc. RLOG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1200822 S Laurence Levy C/O Rand Logistics, Inc.
333 Washington Street, Suite 201
Jersey City NJ 07302
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-30 134,121 $0.29 655,573 No 4 S Indirect See footnote
Common Stock Disposition 2017-12-01 140,369 $0.28 515,204 No 4 S Indirect See footnote
Common Stock Disposition 2017-12-04 262,700 $0.25 252,504 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.28 to $0.30, inclusive. The reporting person undertakes to provide Rand Logistics, Inc., any security holder of Rand Logistics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. These shares of common stock are owned indirectly by Rand Management LLC. The sole member of Rand Management LLC is the Laurence Levy Irrevocable Trust, a trust established for the benefit of Laurence Levy's children. Mr. Levy is the trustee of the Laurence Levy Irrevocable Trust.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.28 to $0.30, inclusive. The reporting person undertakes to provide Rand Logistics, Inc., any security holder of Rand Logistics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.25 to $0.28, inclusive. The reporting person undertakes to provide Rand Logistics, Inc., any security holder of Rand Logistics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.