Filing Details
- Accession Number:
- 0000874977-17-000106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-04 14:55:50
- Reporting Period:
- 2017-11-30
- Accepted Time:
- 2017-12-04 14:55:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874977 | State Auto Financial Corp | STFC | Fire, Marine & Casualty Insurance (6331) | 311324304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184132 | M John Petrucci | 518 E. Broad Street Columbus OH 43215 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Without Par Value | Acquisiton | 2017-11-30 | 3,657 | $13.53 | 22,981 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2017-11-30 | 3,657 | $27.94 | 19,324 | No | 4 | S | Direct | |
| Common Shares Without Par Value | Acquisiton | 2017-11-30 | 3,499 | $25.81 | 22,823 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2017-11-30 | 3,499 | $27.88 | 19,324 | No | 4 | S | Direct | |
| Common Shares Without Par Value | Acquisiton | 2017-11-30 | 3,526 | $14.49 | 22,850 | No | 4 | M | Direct | |
| Common Shares Without Par Value | Disposition | 2017-11-30 | 3,526 | $27.70 | 19,324 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Option Right to Buy (NQ) | Disposition | 2017-11-30 | 3,657 | $0.00 | 3,657 | $13.53 |
| Common Shares | Employee Stock Option Right to Buy (NQ) | Disposition | 2017-11-30 | 3,499 | $0.00 | 3,499 | $25.81 |
| Common Shares | Employee Stock Option Right to Buy (NQ) | Disposition | 2017-11-30 | 3,526 | $0.00 | 3,526 | $14.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,657 | 2013-03-01 | 2022-02-28 | No | 4 | M | Direct |
| 3,499 | 2009-03-06 | 2018-03-05 | No | 4 | M | Direct |
| 3,256 | 2010-03-05 | 2019-03-04 | No | 4 | M | Direct |
Footnotes
- Includes the following acquisitions: 67.001 shares acquired in September 2016, 58.876 shares acquired in December 2016, 62.179 shares acquired in March 2017, 68.290 shares acquired in June 2017 and 67.584 shares acquired in September 2017 as dividend reinvestment; 443.825 shares acquired in December 2016 and 372.317 shares acquired in June 2017 under the State Auto Financial Employee Stock Purchase Plan.
Billionaire Hedge Funds
