Filing Details

Accession Number:
0000899243-17-027844
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-04 09:35:53
Reporting Period:
2017-12-01
Accepted Time:
2017-12-04 09:35:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383414 Pennantpark Investment Corp PNNT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1284937 H Arthur Penn 590 Madison Avenue
15Th Floor
New York NY 10022
Chairman And Ceo / Investment No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-01 12,000 $7.10 601,923 No 4 P Indirect By Pennant Park Investment Advisers, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Pennant Park Investment Advisers, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 193,410 Direct
Footnotes
  1. Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC.