Filing Details

Accession Number:
0001415889-17-001879
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-01 16:45:36
Reporting Period:
2017-11-30
Accepted Time:
2017-12-01 16:45:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1023364 Autoweb Inc. AUTO Services-Computer Programming, Data Processing, Etc. (7370) 330711569
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198594 H Jeffrey Coats 18872 Macarthur Blvd.
Suite 200
Irvine CA 92612
President And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-30 26,196 $4.80 124,865 No 4 M Direct
Common Stock Disposition 2017-11-30 19,590 $8.62 105,275 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-11-30 26,196 $0.00 26,196 $4.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-01-20 No 4 M Direct
Footnotes
  1. Includes 85,000 shares of restricted stock that will vest one-third (1/3rd) on each anniversary of the date of grant over three years commencing on September 27, 2018.
  2. This transaction was executed in multiple trades at prices ranging from $8.55 to $8.82 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, the information regarding the number of shares and prices at which the transactions were effected.
  3. Subject to the achievement of certain performance goals of the Company in 2011, these derivative securities became exercisable as follows: 33 1/3% vested and became exercisable on January 20, 2012 and 1/36 vested and became exercisable at the end of each successive monthly anniversary thereafter for the following 24 months ending on January 20, 2014.