Filing Details

Accession Number:
0001140361-17-044596
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-01 15:40:13
Reporting Period:
2017-12-01
Accepted Time:
2017-12-01 15:40:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013272 Norwood Financial Corp NWFL State Commercial Banks (6022) 232828306
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192350 Jr W William Davis 717 Main Street
Honesdale PA 18431
Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-01 792 $16.67 40,461 No 4 M Direct
Common Stock Disposition 2017-12-01 792 $30.50 39,669 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Right to Buy Disposition 2017-12-01 792 $0.00 792 $16.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,383 2009-12-31 2018-12-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,930 Indirect Held in Trust
Common Stock 315 Indirect Restricted Stock Award
Common Stock 360 Indirect Restricted Stock Award
Common Stock 525 Indirect Restricted Stock Award
Footnotes
  1. Award vests in five equal installments beginning on December 9, 2015 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  2. Award vests in five equal installments beginning on December 8, 2016 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
  3. Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.