Filing Details
- Accession Number:
- 0000315449-17-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-01 13:55:02
- Reporting Period:
- 2017-11-30
- Accepted Time:
- 2017-12-01 13:55:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315449 | Uqm Technologies Inc | UQM | Electronic Components, Nec (3679) | 840579156 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191976 | E John Sztykiel | 1541 Reynolds Road Charlotte MI 48813 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-30 | 15,000 | $1.52 | 68,048 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | call options | Acquisiton | 2017-11-30 | 0 | $0.00 | 69,162 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 69,162 | No | 4 | P | Direct |
Footnotes
- Various
Billionaire Hedge Funds
