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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1380846	Tristate Capital Holdings Inc.	TSC	State Commercial Banks (6022)	204929029

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1575602	J. James Dolan	One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-11-29	6,000	$12.00	16,625	No	4	M	Direct
Common Stock	Acquisiton	2017-11-29	3,000	$9.32	19,625	No	4	M	Direct
Common Stock	Acquisiton	2017-11-29	3,000	$11.78	22,625	No	4	M	Direct
Common Stock	Disposition	2017-11-29	12,000	$24.32	10,625	No	4	S	Direct
Common Stock	Disposition	2017-08-11	10,000	$0.00	90,757	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	G	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to Buy)	Disposition	2017-11-29	6,000	$0.00	6,000	$12.00
Common Stock	Stock Options (Right to Buy)	Disposition	2017-11-29	3,000	$0.00	3,000	$9.32
Common Stock	Stock Options (Right to Buy)	Disposition	2017-11-29	3,000	$0.00	6,000	$11.78

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-06-18	2018-12-18	No	4	M	Direct
0	2014-06-30	2021-12-31	No	4	M	Direct
3,000	2016-06-13	2023-12-13	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,200	Indirect	Owned by spouse
Common Stock	2,500	Indirect	Charles Scwab and Co, Inc., Custodian of James J Dolan Roth Contributory IRA

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (Right to Buy)	$10.25	2015-06-30	2022-12-31	3,000	3,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-12-31	3,000	3,000	Direct

Footnotes

The price reported in Column 4 is the average price. The shares were sold in multiple transactions at prices ranging from $24.30 to $24.40, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares held jointly of record by the Reporting Person and his spouse.
The Reporting Person disclaims beneficial ownership of these securities except to the extent of any indirect pecuniary interest therein. This Form shall not be deemed an admission that he is a beneficial owner of any securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
3,000 of these options vested and became exercisable on 6/18/2011, and the remainder vested and became exercisable on 12/18/2013.
These options vested and became exercisable on 12/31/2016. There originally were 6,000 options, 3,000 of which vested and became exercisable on June 30, 2014 and were previously exercised.
3,000 of these options vested and became exercisable on 6/13/2016, and the remainder will vest and become exercisable on 12/13/2018.
These options will vest and become exercisable on 12/31/2017. There originally were 6,000 options, 3,000 of which vested and became exercisable on June 30, 2015 and were previously exercised.