Filing Details
- Accession Number:
- 0001209191-17-063138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-01 09:11:56
- Reporting Period:
- 2017-11-29
- Accepted Time:
- 2017-12-01 09:11:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611988 | Fifth Street Asset Management Inc. | FSAM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258603 | Howard Thomas Brandt | C/O Fsam 777 W. Putnam Ave., 3Rd Fl Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.01 Par Value Per Share | Acquisiton | 2017-11-29 | 10,000 | $3.60 | 10,000 | No | 4 | M | Direct | |
| Class A Common Stock, $0.01 Par Value Per Share | Disposition | 2017-11-29 | 3,100 | $4.12 | 6,900 | No | 4 | S | Direct | |
| Class A Common Stock, $0.01 Par Value Per Share | Disposition | 2017-11-29 | 5,805 | $4.08 | 1,095 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (right to buy) | Disposition | 2017-11-29 | 10,000 | $0.00 | 10,000 | $3.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-06-09 | 2020-12-14 | No | 4 | M | Direct |
Billionaire Hedge Funds
