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Filing Details

Accession Number:
0001225208-17-017832
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-30 18:38:08
Reporting Period:
2017-11-28
Accepted Time:
2017-11-30 18:38:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601145 S Tashtego Elwyn 880 Carillon Parkway
St. Petersburg FL 33716
President - Rja No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-28 7,500 $55.49 22,178 No 4 M Direct
Common Stock Acquisiton 2017-11-28 1,497 $48.20 23,675 No 4 M Direct
Common Stock Disposition 2017-11-28 8,997 $85.17 14,678 No 4 S Direct
Common Stock Disposition 2017-11-28 175 $0.00 14,503 No 5 G Direct
Common Stock Disposition 2017-11-29 250 $0.00 14,253 No 5 G Direct
Common Stock Disposition 2017-11-30 300 $0.00 13,953 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-11-28 7,500 $0.00 7,500 $55.49
Common Stock Employee Stock Option (right to buy) Disposition 2017-11-28 1,497 $0.00 1,497 $48.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2021-11-20 No 4 M Direct
2,503 2020-11-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,095 Indirect ESOP
Common Stock 50 Indirect UTMA Custodian for Daughter
Common Stock 50 Indirect UTMA Custodian for Son
Footnotes
  1. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average sale price. The range of prices for such transaction was $85.17 to $85.21.
  3. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 27, 2017.
  4. Stock options vested 60% on 11/20/2017, and will vest 20% on 11/20/2018, and 20% on 11/20/2019.
  5. The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and will vest 20% on 11/21/2018.