Filing Details

Accession Number:
0001574596-17-000169
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-30 17:34:37
Reporting Period:
2017-11-28
Accepted Time:
2017-11-30 17:34:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1574596 New Home Co Inc. NWHM Operative Builders (1531) 270560089
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1584425 Tricon Capital Group Inc. 1067 Yonge Street
Toronto A6 M4W2L2
No No No Yes
1599289 Tricon Usa Inc. 1067 Yonge Street
Toronto A6 M4W2L2
No No No Yes
1599300 Tcn/Tnhc Lp 1067 Yonge Street
Toronto A6 M4W2L2
No No No Yes
1599306 Tricon Housing Partners Us Ii Gp Llc 1067 Yonge Street
Toronto A6 M4W2L2
No No Yes No
1599308 Tcn/Tnhc Gp Llc 1067 Yonge Street
Toronto A6 M4W2L2
No No Yes No
1599323 Tricon Housing Partners Us Ii Equity Holdings Lp 1067 Yonge Street
Toronto A6 M4W2L2
No No Yes No
1633949 Tricon Holdings Usa Llc 1067 Yonge Street
Toronto A6 M4W2L2
No No No Yes
1633989 Tricon Holdings Canada Inc. 1067 Yonge Street
Toronto A6 M4W2L2
No No No Yes
1666639 Tricon Us Topco Llc 1067 Yonge Street
Toronto A6 M4W2L2
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-28 18,599 $11.73 1,729,616 No 4 S Direct
Common Stock Disposition 2017-11-29 11,100 $11.74 1,718,516 No 4 S Direct
Common Stock Disposition 2017-11-30 10,039 $11.65 1,708,477 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported on this line were effected pursuant to a Rule 10b5-1 plan adopted by TCN/TNHC LP on August 24, 2017.
  2. The price reported in Column 4 is a weighted average price. The shares were disposed of in multiple transactions at prices ranging from $11.61 to $11.80, inclusive. TCN/TNHC LP undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this footnote.
  3. The shares are held directly by TCN/TNHC LP, whose general partner is TCN/TNHC GP LLC, a Delaware limited liability company, whose sole member is Tricon Housing Partners US II Equity Holdings LP, a Delaware limited partnership, whose general partner is Tricon Housing Partners US II GP LLC, a Delaware limited liability company, whose sole member is Tricon USA Inc., a Delaware corporation, whose sole shareholder is Tricon Holdings USA LLC, a Delaware limited liability company, whose sole member is Tricon US Topco LLC, a Delaware limited liability company, whose sole member is Tricon Holdings Canada Inc., an Ontario corporation, whose sole shareholder is Tricon Capital Group Inc., an Ontario corporation. As a result, each of the foregoing entities (other than TCN/TNHC LP which holds the shares directly) is an indirect beneficial owner of the reported securities.
  4. The price reported in Column 4 is a weighted average price. The shares were disposed of in multiple transactions at prices ranging from $11.65 to $11.80, inclusive. TCN/TNHC LP undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. The shares were disposed of in multiple transactions at prices ranging from $11.44 to $11.77, inclusive. TCN/TNHC LP undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this footnote.