Filing Details

Accession Number:
0001209191-17-063063
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-30 17:26:46
Reporting Period:
2017-11-28
Accepted Time:
2017-11-30 17:26:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123270 Bank Mutual Corp BKMU Savings Institution, Federally Chartered (6035) 392004336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509864 A Gregory Larson 4949 West Brown Deer Rd
Milwaukee WI 53223
Senior Vp Of Bank Mutual No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-28 3,942 $4.82 105,772 No 4 M Direct
Common Stock Acquisiton 2017-11-28 6,000 $7.17 111,772 No 4 M Direct
Common Stock Disposition 2017-11-28 9,942 $10.55 101,830 No 4 S Direct
Common Stock Disposition 2017-11-29 47,273 $10.79 54,557 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to buy Disposition 2017-11-28 3,942 $0.00 3,942 $4.82
Common Stock Options to buy Disposition 2017-11-28 6,000 $0.00 6,000 $7.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,400 2023-01-22 No 4 M Direct
4,000 2024-01-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,726 Indirect Held in 401(k)
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $10.55 to $10.575. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated
  2. Includes shares acquired through a dividend reinvestment plan.
  3. Held in the Bank Mutual Corporation 401(k) Plan.
  4. Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  5. Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.