Filing Details

Accession Number:
0001127602-17-033563
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-11-30 17:12:21
Reporting Period:
2017-11-28
Accepted Time:
2017-11-30 17:12:21
Original Submission Date:
2017-11-30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
822662 Fidelity Southern Corp LION State Commercial Banks (6022) 581416811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1115330 Jr B James Miller 3490 Piedmont Road
Suite 1550
Atlanta GA 30305
Chairman Yes Yes Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Fidelity Southern Corporation - Common Stock Acquisiton 2017-11-28 50,000 $9.00 2,876,372 No 4 M Direct
Fidelity Southern Corporation - Common Stock Disposition 2017-11-28 17,347 $21.91 2,826,372 No 4 S Direct
Fidelity Southern Corporation - Common Stock Disposition 2017-11-29 7,481 $22.51 2,868,891 No 4 S Direct
Fidelity Southern Corporation - Common Stock Disposition 2017-11-30 10,872 $22.17 2,858,019 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Fidelity Southern Corporation - Common Stock Stock Option (Right to Buy) Disposition 2017-11-28 50,000 $0.00 50,000 $9.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-21 2017-12-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Fidelity Southern Corporation - Common Stock 12,778 Indirect By Grandchild - N.p. Miller
Fidelity Southern Corporation - Common Stock 253,179 Indirect By Shares Held By Ltd Partnership
Fidelity Southern Corporation - Common Stock 247,672 Indirect By Trust - Family
Fidelity Southern Corporation - Common Stock 109,525 Indirect By Trust - Spouse Estate
Fidelity Southern Corporation - Common Stock 830 Indirect By 401(k)
Footnotes
  1. Not Active Footnote - 8/26/04
  2. Purchased 2200.4284 shares of Fidelity Southern Corporation stock in the 401(k) Plan at various times and prices during 2004.
  3. Purchased 3,254 shares through Fidelity Southern Corporation 401(k) Plan @ various times and prices during 2003
  4. 16,667 on 12/21/2013; 16,666 on 12/21/2014; 16,666 on 12/21/2015