Filing Details

Accession Number:
0001140361-17-044469
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-30 16:48:29
Reporting Period:
2017-11-28
Accepted Time:
2017-11-30 16:48:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351285 Rosetta Stone Inc RST () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1040899 David Nierenberg 19605 Ne 8Th Street
Camas WA 98607
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-28 24,859 $12.06 296,318 No 4 S Indirect By The D3 Family Fund, LP
Common Stock Disposition 2017-11-28 48,695 $12.06 724,839 No 4 S Indirect By The D3 Family Bulldog Fund, LP
Common Stock Disposition 2017-11-28 4,232 $12.06 53,740 No 4 S Indirect By The DIII Offshore Fund, LP
Common Stock Disposition 2017-11-29 12,901 $11.99 283,417 No 4 S Indirect By The D3 Family Fund, LP
Common Stock Disposition 2017-11-29 31,559 $11.99 693,280 No 4 S Indirect By The D3 Family Bulldog Fund, LP
Common Stock Disposition 2017-11-29 2,340 $11.99 51,400 No 4 S Indirect By The DIII Offshore Fund, LP
Common Stock Disposition 2017-11-30 20,790 $11.97 262,627 No 4 S Indirect By The D3 Family Fund, LP
Common Stock Disposition 2017-11-30 50,854 $11.97 642,426 No 4 S Indirect By The D3 Family Bulldog Fund, LP
Common Stock Disposition 2017-11-30 3,770 $11.97 47,630 No 4 S Indirect By The DIII Offshore Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By The D3 Family Fund, LP
No 4 S Indirect By The D3 Family Bulldog Fund, LP
No 4 S Indirect By The DIII Offshore Fund, LP
No 4 S Indirect By The D3 Family Fund, LP
No 4 S Indirect By The D3 Family Bulldog Fund, LP
No 4 S Indirect By The DIII Offshore Fund, LP
No 4 S Indirect By The D3 Family Fund, LP
No 4 S Indirect By The D3 Family Bulldog Fund, LP
No 4 S Indirect By The DIII Offshore Fund, LP
Footnotes
  1. The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
  2. These shares were sold pursuant to standard re-balancing due to the applicable Funds' practices.
  3. This transaction was executed in multiple trades at an average price of $12.06 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer, full information regarding the number of shares sold at each transaction.
  4. This transaction was executed in multiple trades at an average price of $11.99 per share.
  5. This transaction was executed in multiple trades at an average price of $11.97 per share.