Filing Details
- Accession Number:
- 0000315189-17-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-30 16:26:52
- Reporting Period:
- 2017-11-28
- Accepted Time:
- 2017-11-30 16:26:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315189 | Deere & Co | DE | Farm Machinery & Equipment (3523) | 362382580 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566435 | K.w. Mary Jones | Deere &Amp; Company One John Deere Place Moline IL 61265 | Sr. V.p. & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $1 Par Common Stock | Acquisiton | 2017-11-28 | 7,175 | $52.25 | 42,787 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2017-11-28 | 7,175 | $148.01 | 35,702 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2017-11-28 | 5,411 | $80.61 | 41,113 | No | 4 | M | Direct | |
| $1 Par Common Stock | Disposition | 2017-11-28 | 5,411 | $148.01 | 35,702 | No | 4 | S | Direct | |
| $1 Par Common Stock | Acquisiton | 2017-11-28 | 10,775 | $74.24 | 46,477 | No | 4 | S | Direct | |
| $1 Par Common Stock | Disposition | 2017-11-28 | 10,775 | $148.01 | 35,702 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Market Priced Options | Disposition | 2017-11-28 | 7,175 | $0.00 | 7,175 | $52.25 |
| Common Stock | Market Priced Options | Disposition | 2017-11-28 | 5,411 | $0.00 | 5,411 | $80.61 |
| Common Stock | Market Priced Options | Disposition | 2017-11-28 | 10,775 | $0.00 | 10,775 | $74.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-09 | No | 4 | M | Direct | |
| 0 | 2020-12-08 | No | 4 | M | Direct | |
| 0 | 2021-12-14 | No | 4 | M | Direct |
Footnotes
- Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on August 25, 2017.
- The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.26 to $148.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footage.
- Includes 22,829 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
- All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
- The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012.
- The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013.
- The options became exercisable in three approximately equal installments on December 14, 2012, 2013, and 2014.
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