Filing Details

Accession Number:
0001209191-17-063018
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-30 16:13:49
Reporting Period:
2017-11-29
Accepted Time:
2017-11-30 16:13:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123270 Bank Mutual Corp BKMU Savings Institution, Federally Chartered (6035) 392004336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1512379 L Christopher Mayne 4949 West Brown Deer Rd
Milwaukee WI 53223
Senior Vp Of Bank Mutual No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-29 7,500 $3.39 74,500 No 4 M Direct
Common Stock Acquisiton 2017-11-29 9,000 $4.82 83,500 No 4 M Direct
Common Stock Disposition 2017-11-29 16,500 $10.79 67,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to buy Disposition 2017-11-29 7,500 $0.00 7,500 $3.39
Common Stock Options to buy Disposition 2017-11-29 9,000 $0.00 9,000 $4.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,500 2022-01-17 No 4 M Direct
3,000 2023-01-22 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to buy $7.17 2024-01-21 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-01-21 10,000 10,000 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $10.75 to $10.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  2. Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
  3. Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  4. Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.