Filing Details

Accession Number:
0001104659-17-071136
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-30 16:05:30
Reporting Period:
2017-11-28
Accepted Time:
2017-11-30 16:05:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497436 Peter D'arrigo 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-28 6,890 $7.50 35,055 No 4 M Direct
Common Stock Disposition 2017-11-28 6,890 $50.00 28,165 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-11-28 6,890 $0.00 6,890 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
83,437 2009-06-16 2018-06-16 No 4 M Direct
Footnotes
  1. Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
  2. Original option grant vested in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.