Filing Details
- Accession Number:
- 0001437749-17-019990
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-11-30 10:40:19
- Reporting Period:
- 2017-05-08
- Accepted Time:
- 2017-11-30 10:40:19
- Original Submission Date:
- 2017-05-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1542616 | B. John Tumelty | 5540 Pioneer Creek Drive Maple Plain MN 55359 | Vp/Gm & Managing Director-Emea | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-05-08 | 6,468 | $47.08 | 22,663 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-05-08 | 5,428 | $30.58 | 28,091 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-05-08 | 11,896 | $61.72 | 16,195 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-08 | 6,468 | $0.00 | 6,468 | $47.08 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-05-08 | 5,428 | $0.00 | 5,428 | $30.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,234 | 2023-02-15 | No | 4 | M | Direct | |
| 0 | 2022-05-07 | No | 4 | M | Direct |
Footnotes
- This filing amends Table I and Table II to include exercises of stock options that were inadvertently omitted from the original filing.
- Reflects the weighted average price of 11,896 shares of common stock of Proto Labs, Inc. sold by the reporting person on May 8, 2017, with sale prices ranging from $61.20 to $61.88 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vests as to 20% of the shares in five annual installments beginning on February 15, 2014.
- Fully vested.
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