Filing Details

Accession Number:
0001415889-17-001869
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-29 16:04:35
Reporting Period:
2017-11-28
Accepted Time:
2017-11-29 16:04:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893847 Hawthorn Bancshares Inc. HWBK National Commercial Banks (6021) 431626350
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196019 L Kathleen Bruegenhemke C/O Hawthorn Bancshares, Inc.
132 East High Street, Po Box 688
Jefferson City MO 65102
Senior Vice President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-28 333 $20.25 15,006 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,400 Indirect IRA
Common Stock 41,565 Indirect Profit Sharing Trust
Footnotes
  1. Includes shares acquired since last report pursuant to Company DRIP program.
  2. Includes shares acquired since last report pursuant to Company profit sharing trust.