Filing Details
- Accession Number:
- 0000908834-17-000267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-29 12:48:23
- Reporting Period:
- 2017-11-27
- Accepted Time:
- 2017-11-29 12:48:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 706129 | Horizon Bancorp | HBNC | State Commercial Banks (6022) | 351562417 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1276902 | E Mark Secor | 515 Franklin Square Michigan City IN 46360 | Exec Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-27 | 1,500 | $14.80 | 4,648 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-27 | 1,500 | $27.01 | 3,148 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 2,934 | $14.80 | 6,082 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-28 | 2,934 | $27.12 | 3,148 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 4,984 | $15.89 | 8,132 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-28 | 4,984 | $27.12 | 3,148 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 2,717 | $15.57 | 5,865 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-28 | 2,717 | $27.12 | 3,148 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-27 | 1,500 | $0.00 | 1,500 | $14.80 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-28 | 2,934 | $0.00 | 2,934 | $14.80 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-28 | 4,984 | $0.00 | 4,984 | $15.89 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-11-28 | 2,717 | $0.00 | 2,717 | $15.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,934 | 2024-03-18 | No | 4 | M | Direct | |
| 0 | 2024-03-18 | No | 4 | M | Direct | |
| 2,492 | 2025-03-17 | No | 4 | M | Direct | |
| 5,434 | 2026-03-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,955 | Indirect | By SERP |
| Common Stock | 4,861 | Indirect | By ESOP |
| Common Stock | 8,440 | Indirect | By Thrift Plan |
Footnotes
- The options vested in three equal annual installments beginning on the first anniversary of the 3/18/2014 date of grant.
- The options vested in three equal annual installments beginning on the first anniversary of the 3/18/2014 date of grant.
- The options vest in three equal annual installments beginning on the first anniversary of the 3/17/2015 date of grant.
- The options vest in three equal annual installments beginning on the first anniversary of the 3/15/2016 date of grant.
Billionaire Hedge Funds
