Filing Details
- Accession Number:
- 0001179110-17-014684
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-29 11:25:56
- Reporting Period:
- 2017-11-27
- Accepted Time:
- 2017-11-29 11:25:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1259515 | Control4 Corp | CTRL | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007393 | A Jeremy Jaech | C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-27 | 13,267 | $11.72 | 31,002 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-27 | 4,868 | $34.45 | 26,134 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-27 | 14,934 | $16.97 | 41,068 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-27 | 7,933 | $34.50 | 33,135 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-11-27 | 13,267 | $0.00 | 13,267 | $11.72 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-11-27 | 14,934 | $0.00 | 14,934 | $16.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-04-29 | No | 4 | M | Direct | |
| 0 | 2024-05-29 | No | 4 | M | Direct |
Footnotes
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $34.41 per share to $34.50 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $34.50 per share to $34.54 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- Non-qualified Stock Options granted April 30, 2015, which vested over 1 year and are now fully vested and exercisable.
- Non-qualified Stock Options granted May 30, 2014, which vested over 3 years and are now fully vested and exercisable.
Billionaire Hedge Funds
