Filing Details

Accession Number:
0000899243-17-027516
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-11-28 20:14:44
Reporting Period:
2017-11-20
Accepted Time:
2017-11-28 20:14:44
Original Submission Date:
2017-11-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561627 Exone Co XONE () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250606 John Irvin 127 Industry Boulevard
North Huntingdon PA 15642
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Disposition 2017-11-20 3,606 $11.54 91,394 No 4 S Indirect By 20 20 Holdings, LLC
Common Stock, Par Value $0.01 Disposition 2017-11-21 5,300 $11.73 86,094 No 4 S Indirect By 20 20 Holdings, LLC
Common Stock, Par Value $0.01 Disposition 2017-11-22 2,602 $11.70 83,492 No 4 S Indirect By 20 20 Holdings, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By 20 20 Holdings, LLC
No 4 S Indirect By 20 20 Holdings, LLC
No 4 S Indirect By 20 20 Holdings, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 154,300 Direct
Common Stock, Par Value $0.01 3,000 Indirect By wife
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by 20 20 Holdings, LLC and Mr. Irvin on November 17, 2017.
  2. The price reported in Column 4 is a weighted average price. The shares sold on November 20, 2017 were sold in multiple transactions at prices ranging from $11.39 to $11.71, inclusive. The shares sold on November 21, 2017 were sold in multiple transactions at prices ranging from $11.56 to $12.00, inclusive. The shares sold on November 22, 2017 were sold in multiple transactions at prices ranging from $11.45 to $11.78, inclusive. Mr. Irvin undertakes to provide to The ExOne Company, any security holder of The ExOne Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. 20 20 Holdings, LLC is the owner of these shares. 20 20 Holdings is a limited liability company of which Mr. Irvin is the sole manager and has sole power to vote and dispose of the shares.
  4. Mr. Irvin's wife is the owner of the 3,000 shares. Mr. Irvin disclaims beneficial ownership of these shares, and this report shall not be deemed to be an admission that Mr. Irvin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.