Filing Details
- Accession Number:
- 0001127602-17-033354
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-28 15:12:00
- Reporting Period:
- 2017-10-14
- Accepted Time:
- 2017-11-28 15:12:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 935703 | Dollar Tree Inc | DLTR | Retail-Variety Stores (5331) | 541387365 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222823 | R Joshua Jewett | 500 Volvo Parkway Chesapeake VA 23320 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-14 | 1,684 | $0.00 | 6,976 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-14 | 555 | $91.50 | 6,421 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 1,481 | $76.97 | 7,902 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-28 | 2,089 | $68.92 | 9,991 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-28 | 3,570 | $99.00 | 6,421 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2017-10-14 | 1,684 | $0.00 | 1,684 | $0.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-11-28 | 1,481 | $0.00 | 1,481 | $76.97 |
| Common Stock | Stock Option (right to buy) | Disposition | 2017-11-28 | 2,089 | $0.00 | 2,089 | $68.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-10-14 | 2017-10-14 | No | 4 | M | Direct |
| 1,480 | 2024-10-14 | No | 4 | M | Direct | |
| 0 | 2018-10-15 | No | 4 | M | Direct |
Footnotes
- Convert without cost to shares of common stock on a one-for-one basis.
- Shares deemed surrendered in payment of tax liability resulting from vesting of restricted stock units.
- Pursuant to the Merger Agreement, on July 6, 2015, the outstanding restricted stock unit award granted on October 14, 2014 under Family Dollar equity award policy, was coverted into a restricted stock unit award in respect of a number of shares of Dollar Tree common stock determined by multiplying the number of shares of Family Dollar stock by the Award Exchange Ratio of 1.0000.
- Restricted Stock Unit granted on October 14, 2014 and will fully vest on the third anniversary of grant date.
- Pursuant to the Merger Agreement dated July 6, 2015, each option to purchase shares of Family Dollar common stock that was outstanding immediately prior to the Effective Time was converted into an option to purchase a number of shares of Dollar Tree common stock determined by multiplying the number of shares of Family Dollar common stock subject to such option by the Award Exchange Ratio of 1.000, at an exercise price per share determined by dividing the orginal per share exercise price of the option by the Award Exchange Ratio of 1.000.
- Award granted on October 14, 2014.
- Each option becomes exercisable with respect to 40% of the underlying shares on the second anniversary of grant and with respect to an additional 30% on each of the third and fourth anniversaries of grant.
- Award was granted on October 15, 2013.
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