Filing Details
- Accession Number:
- 0001047736-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-10 14:30:14
- Reporting Period:
- 2011-02-08
- Filing Date:
- 2011-02-10
- Accepted Time:
- 2011-02-10 14:30:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083318 | Interactive Intelligence Inc | ININ | Services-Prepackaged Software (7372) | 351933097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1047736 | E Donald Brown | 7601 Interactive Way Indianapolis IN 46278 | Chairman, President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-08 | 12,500 | $3.09 | 4,200,959 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 21,250 | $2.51 | 4,222,209 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 21,250 | $3.17 | 4,243,459 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 21,250 | $3.00 | 4,264,709 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 15,000 | $3.35 | 4,279,709 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 22,420 | $2.90 | 4,302,129 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 26,977 | $4.24 | 4,329,106 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-08 | 12,053 | $5.80 | 4,341,159 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-08 | 152,700 | $36.03 | 4,188,459 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-02-08 | 12,500 | $0.00 | 12,500 | $3.09 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-02-08 | 21,250 | $0.00 | 21,250 | $2.51 |
| Common Stock | Stock Option (right to Buy) | Disposition | 2011-02-08 | 21,250 | $0.00 | 21,250 | $3.17 |
| Common Stock | Stock Option (right to Buy) | Disposition | 2011-02-08 | 21,250 | $0.00 | 21,250 | $3.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-02-08 | 15,000 | $0.00 | 15,000 | $3.35 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-02-08 | 22,420 | $0.00 | 22,420 | $2.90 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-02-08 | 26,977 | $0.00 | 26,977 | $4.24 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-02-08 | 12,053 | $0.00 | 12,053 | $5.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-06-10 | No | 4 | M | Direct | |
| 0 | 2012-07-01 | No | 4 | M | Direct | |
| 0 | 2012-11-12 | No | 4 | M | Direct | |
| 0 | 2013-02-20 | No | 4 | M | Direct | |
| 0 | 2013-04-23 | No | 4 | M | Direct | |
| 0 | 2013-08-13 | No | 4 | M | Direct | |
| 0 | 2013-11-19 | No | 4 | M | Direct | |
| 0 | 2005-02-11 | 2014-02-11 | No | 4 | M | Direct |
Footnotes
- Represents the sale of 152,700 shares in 48 seperate transactions, ranging in price from $36.0000 to $36.2500 per share, resulting in a weighted average sale price per share of $35.0315. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of share sold at each separate price within the range.
- 1,389 shares vested on each of 4/1/03, 5/1/03, 6/1/03, 7/1/03, 8/1/03, 9/1/03, 10/1/03, 11/1/03 and 12/1/03.
- 10,000 shares vested on 7/1/03 and 3,750 shares vested on each of 7/1/04, 7/1/05 and 7/1/06.
- 10,000 shares vested on 11/12/03 and 3,750 shares vested on each of 11/12/04, 11/12/05 and 11/12/06.
- 10,000 shares vested on 2/20/04 and 3,750 shares vested on each of 2/20/05, 2/20/06 and 2/20/07.
- 3,750 shares vested on each of 4/23/04, 4/23/05, 4/23/06 and 4/23/07.
- 11,170 shares vested on 8/13/04 and 3,750 shares vested on each of 8/13/05, 8/13/06 and 8/13/07.
- 15,727 shares vested on 11/19/04 and 3,750 shares vested on each of 11/19/05, 11/19/06 and 11/19/07.
- Option grant - #8 blank
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