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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-11-22 20:07:33
Reporting Period:
Accepted Time:
2017-11-22 20:07:33
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1406666 Calix Inc (CALX) Communications Services, Nec (4899) 680438710
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1677747 Sheila Cheung C/o Calix, Inc.
100 Headquarters Dr
San Jose CA 95134
Vp, Finance & Accounting No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-20 1,656 $0.00 1,656 No 4 M Direct
Common Stock Disposition 2017-11-20 623 $6.90 1,033 No 4 F Direct
Common Stock Disposition 2017-11-22 1,033 $6.91 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-11-20 1,656 $0.00 1,656 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,563 No 4 M Direct
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock upon vesting.
  2. Represents shares withheld by the issuer to satisfy certain tax withholding obligations associated with the vesting of RSUs.
  3. The reporting person was granted 26,500 RSUs as reported on the Form 3 filed on June 27, 2016. 25% of the RSUs vested on May 20, 2017 and 6.25% of the total RSUs granted will continue to vest in quarterly increments until the RSUs are fully vested, subject to Reporting Person's continued service through each vesting date.