Filing Details

Accession Number:
0000899243-17-027368
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-22 18:52:41
Reporting Period:
2017-11-21
Accepted Time:
2017-11-22 18:52:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1627857 Sailpoint Technologies Holdings Inc. SAIL () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450701 Thoma Bravo, Llc C/o Thoma Bravo, Llc
300 North Lasalle Street, Suite 4350
Chicago IL 60654
No No Yes No
1606286 Thoma Bravo Fund Xi, L.p. C/o Thoma Bravo, Llc
300 North Lasalle Street, Suite 4350
Chicago IL 60654
No No Yes No
1606287 Thoma Bravo Fund Xi-A, L.p. C/o Thoma Bravo, Llc
300 North Lasalle Street, Suite 4350
Chicago IL 60654
No No Yes No
1606288 Thoma Bravo Executive Fund Xi, L.p. C/o Thoma Bravo, Llc
300 North Lasalle Street, Suite 4350
Chicago IL 60654
No No Yes No
1722232 Thoma Bravo Partners Xi, L.p. C/o Thoma Bravo, Llc
300 North Lasalle Street, Suite 4350
Chicago IL 60654
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-21 18,137,245 $0.00 56,817,016 No 4 C Indirect See footnote
Common Stock Disposition 2017-11-21 5,000,000 $11.16 51,817,016 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2017-11-21 18,137,245 $0.00 18,137,245 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. Immediately prior to the closing of the issuer's initial public offering, each outstanding share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.
  2. Consists of 11,898,857 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 5,975,856 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 262,532 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").
  3. Consists of 37,274,528 shares held directly by TB Fund XI, 18,720,144 shares held directly by TB Fund XI-A and 822,344 shares held directly by TB Exec Fund XI.
  4. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.
  5. Consists of 3,280,225 shares held directly by TB Fund XI, 1,647,410 shares held directly by TB Fund XI-A and 72,365 shares held directly by TB Exec Fund XI.
  6. Represents the initial public offering price to the public of $12.00 per share, less the underwriters' discount of $0.84 per share.
  7. Consists of 33,994,303 shares held directly by TB Fund XI, 17,072,734 shares held directly by TB Fund XI-A and 749,979 shares held directly by TB Exec Fund XI.