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Filing Details

Accession Number:: 0000899243-17-027368
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-22 18:52:41
Reporting Period:: 2017-11-21

Accepted Time:: 2017-11-22 18:52:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1627857	Sailpoint Technologies Holdings Inc.	SAIL	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1450701	Thoma Bravo, Llc	C/O Thoma Bravo, Llc 300 North Lasalle Street, Suite 4350 Chicago IL 60654	No	No	Yes	No
1606286	Thoma Bravo Fund Xi, L.p.	C/O Thoma Bravo, Llc 300 North Lasalle Street, Suite 4350 Chicago IL 60654	No	No	Yes	No
1606287	Thoma Bravo Fund Xi-A, L.p.	C/O Thoma Bravo, Llc 300 North Lasalle Street, Suite 4350 Chicago IL 60654	No	No	Yes	No
1606288	Thoma Bravo Executive Fund Xi, L.p.	C/O Thoma Bravo, Llc 300 North Lasalle Street, Suite 4350 Chicago IL 60654	No	No	Yes	No
1722232	Thoma Bravo Partners Xi, L.p.	C/O Thoma Bravo, Llc 300 North Lasalle Street, Suite 4350 Chicago IL 60654	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-11-21	18,137,245	$0.00	56,817,016	No	4	C	Indirect	See footnote
Common Stock	Disposition	2017-11-21	5,000,000	$11.16	51,817,016	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Convertible Preferred Stock	Disposition	2017-11-21	18,137,245	$0.00	18,137,245	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect

Footnotes

Immediately prior to the closing of the issuer's initial public offering, each outstanding share of preferred stock automatically converted into a number of shares of common stock equal to the result of the liquidation value of such share of preferred stock divided by the initial public offering price per share of common stock of $12.00. The liquidation value for each share of preferred stock was equal to $1,000 plus accrued and unpaid dividends on such share of preferred stock. There was no expiration date.
Consists of 11,898,857 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 5,975,856 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A") and 262,532 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund XI").
Consists of 37,274,528 shares held directly by TB Fund XI, 18,720,144 shares held directly by TB Fund XI-A and 822,344 shares held directly by TB Exec Fund XI.
Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Thoma Bravo, LLC ("TB, LLC") is the general partner of TB Partners XI. By virtue of the relationships described in this footnote, TB, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund XI, TB Fund XI-A and TB Exec Fund XI. Each of TB Partners XI and TB, LLC disclaims beneficial ownership of the shares owned by TB Fund XI, TB Fund XI-A and TB Exec Fund XI except to the extent of its pecuniary interest therein.
Consists of 3,280,225 shares held directly by TB Fund XI, 1,647,410 shares held directly by TB Fund XI-A and 72,365 shares held directly by TB Exec Fund XI.
Represents the initial public offering price to the public of $12.00 per share, less the underwriters' discount of $0.84 per share.
Consists of 33,994,303 shares held directly by TB Fund XI, 17,072,734 shares held directly by TB Fund XI-A and 749,979 shares held directly by TB Exec Fund XI.