Home > Insider Trading > Filing (0001509432-17-000098)

Filing Details

Accession Number:: 0001509432-17-000098
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-22 18:33:19
Reporting Period:: 2017-11-20

Accepted Time:: 2017-11-22 18:33:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1509432	Rpx Corp	RPXC	Patent Owners & Lessors (6794)	262990113

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1706763	James David Anderson	C/O Rpx Corporation One Market Plaza, Steuart Twr, Ste 1100 San Francisco CA 94105	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-11-20	14,225	$0.00	26,981	No	4	M	Direct
Common Stock	Disposition	2017-11-20	5,347	$12.79	21,634	No	4	F	Direct
Common Stock	Disposition	2017-11-20	5,000	$12.80	16,634	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2017-11-20	1,562	$0.00	1,562	$0.00
Common Stock	Restricted Stock Units	Disposition	2017-11-20	1,875	$0.00	1,875	$0.00
Common Stock	Restricted Stock Units	Disposition	2017-11-20	7,812	$0.00	7,812	$0.00
Common Stock	Restricted Stock Units	Disposition	2017-11-20	2,976	$0.00	2,976	$0.00

Remaning Holdings	Exercise Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,563	2014-05-20	No	4	M	Direct
9,375	2015-05-20	No	4	M	Direct
70,313	2016-05-20	No	4	M	Direct
38,691	2017-05-20	No	4	M	Direct

Footnotes

The transaction reported was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 4, 2017.
The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $12.77 to $12.82, inclusive. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.
6.25% of the 25,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
6.25% of the 30,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
6.25% of the 125,000 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.
6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.