Filing Details
- Accession Number:
- 0001463101-17-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-22 16:01:18
- Reporting Period:
- 2017-11-20
- Accepted Time:
- 2017-11-22 16:01:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1564288 | Howard John Weber | C/O Enphase Energy, Inc. 1420 North Mcdowell Blvd Petaluma CA 94954 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-20 | 35,326 | $0.70 | 35,326 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-20 | 35,326 | $2.58 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-21 | 20,200 | $0.70 | 20,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-21 | 20,200 | $2.73 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2017-11-20 | 35,326 | $0.00 | 35,326 | $0.70 |
| Common Stock | Option (right to buy) | Disposition | 2017-11-21 | 20,200 | $0.00 | 20,200 | $0.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 75,726 | 2024-05-17 | No | 4 | M | Direct | |
| 55,526 | 2024-05-17 | No | 4 | M | Direct |
Footnotes
- The price reported in Table I, column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.645.
- The price reported in Table I, column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.71 to $2.77.
- Issued pursuant to the 2011 Equity Incentive Plan.
- Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).
- Remaining options in Table II, column 9 are unvested as of the date of this filing. All vested options from this grant have been exercised.
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