Filing Details
- Accession Number:
- 0001511701-17-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-11-22 16:00:54
- Reporting Period:
- 2017-11-20
- Accepted Time:
- 2017-11-22 16:00:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040161 | Pixelworks Inc | PXLW | Semiconductors & Related Devices (3674) | 911761992 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1252258 | L Steven Moore | 224 Airport Parkway Suite 400 San Jose CA 95110 | Vp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-20 | 30,000 | $2.36 | 496,570 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-20 | 30,000 | $5.77 | 466,570 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-11-21 | 8,333 | $2.28 | 474,903 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-21 | 20,000 | $2.36 | 494,903 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-11-21 | 16,666 | $2.28 | 511,569 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-11-21 | 16,666 | $5.98 | 494,903 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-21 | 8,333 | $5.98 | 486,570 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-11-21 | 20,000 | $5.93 | 466,570 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-21 | 16,666 | $5.98 | 16,666 | $2.28 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-21 | 8,333 | $5.98 | 8,333 | $2.28 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-20 | 30,000 | $5.77 | 30,000 | $2.36 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-11-21 | 20,000 | $5.93 | 20,000 | $2.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-11-21 | 2018-02-28 | No | 4 | M | Direct |
| 0 | 2017-11-21 | 2018-03-02 | No | 4 | M | Direct |
| 20,000 | 2017-11-20 | 2018-02-09 | No | 4 | M | Direct |
| 0 | 2017-11-21 | 2018-02-09 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $0.60 | 2019-03-23 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-03-23 | 100,000 | 100,000 | Direct |
Footnotes
- Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
Billionaire Hedge Funds
