Filing Details

Accession Number:
0001127602-17-033129
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-22 11:59:07
Reporting Period:
2017-11-21
Accepted Time:
2017-11-22 11:59:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113169 Price T Rowe Group Inc TROW Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 522264646
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1282170 V Kenneth Moreland T. Rowe Price Group, Inc.
P.o. Box 89000
Baltimore MD 21289-0320
Cfo & Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-21 12 $93.36 125,264 No 5 A Direct
Common Stock Acquisiton 2017-11-21 3,689 $69.67 128,953 No 4 M Direct
Common Stock Acquisiton 2017-11-21 3,688 $70.29 132,641 No 4 M Direct
Common Stock Acquisiton 2017-11-21 1,178 $80.95 133,819 No 4 M Direct
Common Stock Acquisiton 2017-11-21 1,150 $70.92 134,969 No 4 M Direct
Common Stock Acquisiton 2017-11-21 2,357 $77.94 137,326 No 4 M Direct
Common Stock Acquisiton 2017-11-21 2,357 $78.44 139,683 No 4 M Direct
Common Stock Disposition 2017-11-21 14,419 $97.07 125,264 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2017-11-21 3,689 $0.00 3,689 $69.67
Common Stock Stock Options (Right to Buy) Disposition 2017-11-21 3,688 $0.00 3,688 $70.29
Common Stock Stock Options (Right to Buy) Disposition 2017-11-21 1,178 $0.00 1,178 $80.95
Common Stock Stock Options (Right to Buy) Disposition 2017-11-21 1,150 $0.00 1,150 $70.92
Common Stock Stock Options (Right to Buy) Disposition 2017-11-21 2,357 $0.00 2,357 $77.94
Common Stock Stock Options (Right to Buy) Disposition 2017-11-21 2,357 $0.00 2,357 $78.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,459 2014-12-10 2023-02-21 No 4 M Direct
2,460 2014-12-10 2023-09-10 No 4 M Direct
4,714 2016-12-09 2025-02-19 No 4 M Direct
4,600 2016-12-09 2025-09-10 No 4 M Direct
3,535 2015-12-10 2024-02-19 No 4 M Direct
3,536 2015-12-10 2024-09-09 No 4 M Direct
Footnotes
  1. Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
  2. 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
  3. 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
  4. 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
  5. 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
  6. 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
  7. 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.