Filing Details

Accession Number:
0001288847-17-000140
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-21 21:39:07
Reporting Period:
2017-11-20
Accepted Time:
2017-11-21 21:39:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288847 Five9 Inc. FIVN Services-Computer Processing & Data Preparation (7374) 943394123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604097 Michael Burkland C/O Five9, Inc. Bishop Ranch 8, 4000
Executive Parkway, Suite 400
San Ramon CA 94583
Ceo, President And Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-20 24,000 $0.12 667,501 No 4 M Direct
Common Stock Disposition 2017-11-20 24,000 $24.78 643,501 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-11-20 24,000 $0.00 24,000 $0.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
120,496 2018-05-20 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.18 to $25.06, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Original option grant was for 1,981,496 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 24, 2008, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.