Filing Details

Accession Number:
0001633978-17-000151
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-11-21 19:27:07
Reporting Period:
2017-11-20
Accepted Time:
2017-11-21 19:27:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234673 S Alan Lowe C/O Lumentum
400 North Mccarthy Blvd
Milpitas CA 95035
Ceo And President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-20 6,125 $57.50 231,763 No 4 F Direct
Common Stock Disposition 2017-11-21 5,548 $58.53 226,215 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award.
  2. Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-17.
  3. The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.25 to $58.85. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.