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Filing Details

Accession Number:: 0000899243-17-027134
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-11-21 12:01:32
Reporting Period:: 2017-11-17

Accepted Time:: 2017-11-21 12:01:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1386570	Chromadex Corp.	CDXC	Medicinal Chemicals & Botanical Products (2833)	262940963

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1686621	Shing Ka Li	C/O 7/F, Cheung Kong Center 2 Queen'S Road Central K3	No	No	Yes	No
1705321	Ltd Ventures River Champion	C/O 7/F, Cheung Kong Center 2 Queen'S Road Central K3	No	No	Yes	No
1706083	Ltd Management Mayspin	C/O 7/F, Cheung Kong Center 2 Queen'S Road Central K3	No	No	Yes	No
1706084	Ltd Global Tech Prime	C/O 7/F, Cheung Kong Center 2 Queen'S Road Central K3	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-11-17	731,707	$4.10	6,500,937	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

On November 17, 2017, Champion River Ventures Limited ("Champion River") acquired 731,707 shares of the Issuer's common stock pursuant to the transactions contemplated by the Securities Purchase Agreement, dated November 3, 2017 (the "SPA"), by and among the Issuer, Champion River and various other purchasers named therein.
The shares are held directly by Champion River. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of Prime Tech, Mayspin and Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by Champion River, except to the extent of its or his pecuniary interest therein, if any.
Winsave Resources Limited, a company organized under the laws of British Virgin Islands ("Winsave"), acquired 1,219,512 shares pursuant to the SPA. All of the equity of Winsave is owned by Li Ka Shing (Overseas) Foundation, a company incorporated under the laws of the Cayman Islands (the "Foundation"). Investment decisions by the Foundation are made by the majority vote of a board of directors currently consisting of 14 persons, of which Li Ka Shing is the Chairman. Investment decisions by Winsave are made by the majority vote of a board of directors currently consisting of five persons. Li Ka Shing is not a director or officer of Winsave. Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by the Foundation, except to the extent of his pecuniary interest therein, if any.